Our Services
J.R. Metz provides the expertise and technology to make your compliance program highly efficient and effective. Our aim is a combination of prevention, detection and risk mitigation activities to help your organization achieve sustained compliance and increased profitability.
While every organization has unique needs, here are the key compliance functions we would typically cover and how we would go about accomplishing your goals:
| Function | Design | Implement | Support |
|---|---|---|---|
| Compliance Risk and Control Mapping | |||
| We make the laborious task of compliance risk and control mapping fast and easy – saving you money! Ask us how. | |||
| Compliance Risk Assessment | |||
| We implement risk assessment processes that are less subjective and more analytically based – making your risk assessments more defendable and sustainable! Ask us how. | |||
| Compliance Testing | |||
| We apply proprietary automated and semi-automated tools to perform compliance testing – saving you money while providing more comprehensive and accurate examination results! Ask us how. | |||
| Compliance Monitoring | |||
| We make compliance monitoring programs sustainable and more effective in the early recognition of compliance weaknesses – reducing surprises! Ask us how. | |||
| Compliance Training | |||
| We facilitate compliance education that is more understandable and less boring – making participation a little less painful and a lot more effective! Ask us how. | |||
| Regulatory Complaint Management | |||
| We establish regulatory complaint (e.g., CFPB, Attorney General) management programs that are 360 degrees in scope – making complaints an effective resource in the identification and remediation of potential compliance issues! Ask us how. | |||
| Systems Change Management | |||
| We perform negative and regression testing of any system changes to validate the accuracy of finance charges, fees, APR, and other contractual terms – preventing compliance defects from being loaded into production! Ask us how. | |||
| Regulatory Examination Preparation | |||
| We facilitate the compilation of data requested by examiners, responses to questions during examination, coordination of management’s response, and implementation of corrective measures – delivering on regulator expectations! Ask us how. | |||
| Regulatory Change Management | |||
| We facilitate business implementation projects to address regulatory changes and monitor third party implementation – easing the burden of regulatory change and providing process efficiencies! Ask us how. | |||
| Management and Board Reporting | |||
| We develop effective and sustainable management and Board reporting programs – helping you achieve regulatory expectations for effective management oversight of compliance risk! Ask us how. | |||
| Compliance Review | |||
| We review written materials (e.g., solicitations, billing statements, credit strategies, and telemarketing scripts) for regulatory compliance – helping you keep pace with increasing growth! Ask us how. | |||
| Compliance Policy and Procedure Preparation | |||
| We prepare compliance policies and procedures in plain English - making governance more readable and understandable! Ask us how. | |||